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Case study

Case study: matching the financing to the need

6 questions · pass mark 70%

The following case is illustrative. All names are fictional.

Hollin Bay Capital, a multi-strategy credit manager, receives four requests for financing in the same week. Read them, then answer the questions below.

1. Tarnbrook Software. A private equity sponsor owns Tarnbrook, a profitable business software company, and has agreed to buy a smaller competitor. It needs $120m of debt, wants to sign within four weeks, and would like one loan, one credit agreement and one lender group. Tarnbrook has recurring revenue but few receivables or hard assets.

2. Ferncastle Supply. A family-owned distributor of garden and outdoor products. Its sales are seasonal, so it builds inventory and receivables each spring and needs a revolving facility that grows and shrinks with them. Its latest borrowing base certificate shows:

Item Amount
Receivables $60m, of which $10m ineligible
Advance rate on eligible receivables 85%
Eligible inventory (net orderly liquidation value) $30m
Advance rate on inventory 70%
Reserves $3m
Facility commitment $70m
Currently drawn $45m

3. Kellsgate Labs. A venture-backed software company that isn't yet profitable. It raised equity from well-known venture investors six months ago and wants a $20m term loan to extend its runway, with 4% warrant coverage offered to the lender.

4. Ridgemoor Partners Fund III. A buyout fund in its eighth year. It has called almost all of its LPs' commitments and invested them. Several portfolio companies need follow-on capital, and the fund's portfolio is valued at $800m. The GP is asking about a loan at 12.5% loan-to-value.

Answer every question, then check your answers. The pass mark is 70%.

Question 1 of 6

Which strategy best fits Tarnbrook Software's request?

Question 2 of 6

Hollin Bay agrees a $120m unitranche for Tarnbrook at SOFR + 625 bps and sells a $30m first-out piece to a bank at SOFR + 325 bps. What spread does Hollin Bay earn on its $90m last-out piece?

Question 3 of 6

Ferncastle Supply's borrowing base certificate shows $60m of receivables ($10m ineligible) at an 85% advance rate, $30m of eligible inventory (at net orderly liquidation value) at 70%, and $3m of reserves. The commitment is $70m and $45m is drawn. How much more can Ferncastle borrow?

Question 4 of 6

Kellsgate Labs, a venture-backed software company that isn't yet profitable, asks for a $20m term loan with 4% warrant coverage. Which statement about this request is most accurate?

Question 5 of 6

Ridgemoor Partners Fund III has an $800m portfolio NAV and borrows a NAV loan at 12.5% loan-to-value. If NAV then falls 20%, what is the new loan-to-value?

Question 6 of 6

Why wouldn't a subscription credit line meet Fund III's need for liquidity?